Search Results On financial industry regulatory authority
financial industry regulatory authority
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Indian American jailed in fraud case 2014-12-17 10:47:34
Sachin Uppal, 37, An Indian American in Brighton, Michigan sentenced to 64 months imprisonment by a federal court for $3.8-million in a fraudulent investment scheme. U.S. District Judge Nancy G. Edmunds sentenced Uppal, following his August guilty plea to wire...
Keywords: Indian American Uppal arrested, Indian American, imprisonment, Indian American
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The privacy war: It's Wall Street against it's employees 2013-04-22 08:06:29
US lawmakers effort to block companies monitoring it's employee's personal Facebook and Twitter accounts has irked a new party- The securities regulators and now it's war between the combined force of Wall Street companies and the regulator against privacy loving...
Keywords: wall street twitter privacy, finra, finra, Financial Industry Regulatory Authority
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